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Displaying 10 out of 84 results

  1. The SeaWorld amusement park is pictured in Orlando

    SeaWorld, ex-CEO settle with US SEC over 'Blackfish'

    SeaWorld Entertainment Inc and its former Chief Executive James Atchison have agreed to pay more than US$5 million to settle U.S. Securities and ...
  2. FILE PHOTO: The SeaWorld amusement park is pictured in Orlando

    SeaWorld, ex-CEO settle with SEC over 'Blackfish'

    SeaWorld Entertainment Inc and its former Chief Executive James Atchison have agreed to pay more than US$5 million to settle U.S. Securities and ...
  3. A view of the exterior of the Citibank corporate headquarters in New York, New York

    Citigroup pays US$12 million to settle dark pool probe

    Citigroup Inc was ordered to pay more than US$12 million by U.S. regulators on Friday after it was found that the bank's investment banking and ...
  4. FILE PHOTO: The seal of the U.S. Securities and Exchange Commission hangs on the wall at SEC headqu

    SEC rescinds guidance that bolstered proxy advisers

    The U.S. Securities and Exchange Commission handed public companies a procedural victory on Thursday in their efforts to reduce the influence of ...
  5. FILE PHOTO: A Tesla logo is seen in Los Angeles

    Tesla investor says SEC asked it about 'funding secured' tweet

    Tesla Inc's biggest institutional investor said on Wednesday it had spoken to U.S. securities regulators about Elon Musk's plans to take the ...
  6. A sign for the Financial Industry Regulatory Authority (FINRA) is seen outside the offices in New Y

    Wall Street regulators take multiple actions against cryptocurrency firms

    Two Wall Street regulators on Tuesday announced a series of actions, including levying fines, against companies involved with cryptocurrencies, in ...
  7. FILE PHOTO: Representations of the Ripple, Bitcoin, Etherum and Litecoin virtual currencies are see

    US SEC halts trading in two cryptocurrency products, citing market confusion

    The U.S. Securities and Exchange Commission said on Sunday it was immediately suspending trading in two investment products that track ...
  8. FILE PHOTO: The seal of the U.S. Securities and Exchange Commission hangs on the wall at SEC headqu

    Senate votes to advance Trump's pick for SEC commissioner

    The U.S. Senate voted 85 to 14 on Wednesday to confirm Elad Roisman, President Donald Trump's pick as commissioner to fill the vacant Republican ...
  9. Representation of the Bitcoin virtual currency standing on the PC motherboard is seen in this illus

    SEC to review decision rejecting bitcoin ETFs

    The U.S. Securities and Exchange Commission said on Thursday it will review a decision by its staff to block nine bitcoin-based exchange-traded ...
  10. A man works beneath a display showing the market price of Bitcoin on the floor of the Consensus 201

    US SEC to review decision rejecting bitcoin ETFs

    The U.S. Securities and Exchange Commission said on Thursday it will review a decision by its staff to block nine bitcoin-based exchange-traded ...