Topic

sec

Displaying 10 out of 79 results

  1. U.S. President Donald Trump boards Marine One to depart for travel to New Orleans from the South La

    Shutdown is starting to hurt Trump's financial deregulation agenda

    The U.S. government shutdown over President Donald Trump's call for Congress to fund a wall he promised to build on the U.S.- Mexican border is ...
  2. FILE PHOTO: PG&E crew work on power lines to repair damage caused by the Camp Fire in Paradise,

    PG&E misses interest payment on 2040 notes; bonds, shares plummet

    The price of bonds and shares in PG&E Corp plummeted after the California power company failed to make a US$21.6 million interest payment due ...
  3. FILE PHOTO: USA-SEC/RATINGS

    US charges suspected hacker, traders over SEC database hack

    A Ukrainian computer hacker and several others were charged by U.S. authorities on Tuesday over their alleged roles in a scheme to trade on ...
  4. A Wells Fargo logo is seen in New York City

    Wells Fargo settles SEC lawsuit over Curt Schilling's 38 Studios

    Wells Fargo & Co agreed to settle a U.S. Securities and Exchange Commission fraud lawsuit related to a US$75 million bond offering for 38 Studios ...
  5. FILE PHOTO: The seal of the U.S. Securities and Exchange Commission hangs on the wall at SEC headqu

    US regulator SEC to operate on partial basis due to federal shutdown

    The U.S. Securities and Exchange Commission (SEC) announced on Thursday that it will partially operate with reduced staff during to the ongoing ...
  6. FILE PHOTO: The logo of Dow Jones Industrial Average stock market index listed company JPMorgan Cha

    JPMorgan to pay more than US$135 million for improper handling of ADRs

    JPMorgan Chase & Co will pay over US$135 million to settle charges it mishandled so-called "pre-released" American Depositary Receipts (ADRS), ...
  7. FILE PHOTO: The headquarters of the U.S. Securities and Exchange Commission are seen in Washington

    Data problems complicate US regulator's watch over ratings firms

    A decade since the global financial crisis, the U.S. securities regulator is still struggling to get a grip on the country's rating agencies ...
  8. The Bank of New York Mellon Corp. building at 1 Wall St. is seen in New York's financial distr

    BNY Mellon to pay more than US$54 million for improper handling of ADRs: SEC

    The top U.S. securities regulator on Monday said that Bank of New York Mellon will pay more than US$54 million to settle charges of improper ...
  9. Photo illustration of Robinhood's checking and savings accounts

    Robinhood's checking plan could face regulatory scrutiny

    Financial technology startup Robinhood could face scrutiny by U.S. regulators over statements that its new checking and savings accounts are ...
  10. FILE PHOTO: A general exterior view of the U.S. Securities and Exchange Commission (SEC) headquarte

    US securities regulator should demand more voting disclosure from fund managers: official

    The U.S. securities regulator should consider imposing stricter disclosure requirements on institutional fund managers relating to how they vote ...