SEC

SEC

Displaying 10 out of 117 results

  1. Jay Clayton, Chairman of the Securities and Exchange Commission, listens during an interview with C

    US SEC chief says he has not met with Facebook since Libra announcement

    A top U.S. financial market regulator said on Tuesday he has not discussed with Facebook its Libra currency proposal, nearly a month after the ...
  2. FILE PHOTO: The logo of Volkswagen is seen in front of its plant, in Bratislava

    SEC defends pace of Volkswagen suit after emissions scandal

    The U.S. Securities and Exchange Commission (SEC) on Monday defended the pace of its investigation into Volkswagen AG after a judge had asked why ...
  3. FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door

    State Street pays US$94.3 million to settle US, state charges over hidden fund markups

    State Street Corp agreed to pay US$94.3 million to settle federal and state regulatory charges it routinely overcharged mutual fund customers and ...
  4. A small toy figure is seen on representations of the Bitcoin virtual currency in this illustration

    New tokens thrive in crypto market but sales raise questions

    Initial exchange offerings (IEOs) have been the latest darlings in raising funds for cryptocurrency projects, but intensifying regulatory scrutiny ...
  5. Logo of KPMG is seen at VivaTech fair in Paris

    KPMG to pay US$50 million for using stolen data, exam fraud: SEC

    Accounting firm KPMG LLC has admitted to using stolen information to alter some of its previous audit work and cheating on training exams, and ...
  6. The logo of Fiat carmaker is pictured at a dealership in Orvault near Nantes

    Fiat Chrysler sales chief files whistleblower suit over SEC probe

    Fiat Chrysler Automobiles' U.S. sales chief Reid Bigland sued the Italian-American automaker claiming the company opted to withhold 90per cent of ...