SEC

SEC

Displaying 10 out of 83 results

  1. FILE PHOTO: Commissioner Lee participates in a U.S Securities and Exchange Commission open meeting

    US SEC official urges delay in public comment on agency rule changes

    The U.S. Securities and Exchange Commission's lone Democratic commissioner on Friday called for a delay in pending rule changes due to the ...
  2. FILE PHOTO: The final numbers of the day are displayed above the floor of the New York Stock Exchan

    US SEC delays ruling on controversial NYSE high-speed data plan

    The U.S. Securities and Exchange Commission said it needs more time to decide whether to allow a plan by the New York Stock Exchange to offer a ...
  3. Wall Street

    US financial industry asking SEC to delay broker disclosure rule, citing coronavirus: sources

    The financial industry wants the U.S. Securities and Exchange Commission to hold off on parts of a new rule requiring brokers to disclose ...
  4. Jay Clayton, Chairman of the U.S. Securities and Exchange Commission, speaks at the Economic Club o

    US markets watchdog Clayton says SEC should not ban short-selling of shares

    The head of the U.S. Securities and Exchange Commission said on Monday that it should not ban short-selling of shares, amid speculation on further ...
  5. FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door

    US SEC extends conditional relief for public companies hit by coronavirus

    The U.S. Securities and Exchange Commission (SEC) said on Wednesday it would extend its prior conditional regulatory relief from disclosure ...
  6. FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door

    US SEC warns against illegal trading during coronavirus disruption

    U.S. Securities and Exchange Commission officials on Monday warned corporate insiders against insider trading during the disruptions caused by ...
  7. A car drives past signage for ProPetro office space in Midland

    How a Texas oil CEO's luxury land deals cost him his job

    In July 2018, oilfield service executive Dale Redman took out a loan to buy the Whitehead Ranch - a 20,000-acre cattle and hunting property in ...
  8. FILE PHOTO: A 3D-printed YouTube icon is seen in front of a displayed YouTube logo in this illustra

    Google parent Alphabet shared YouTube revenue after US SEC request

    Alphabet Inc began disclosing revenue for its YouTube video service this year after U.S. securities regulators asked the Google parent to give ...
  9. FILE PHOTO: Chairman Clayton participates in a U.S Securities and Exchange Commission open meeting

    Exclusive: US SEC steps up scrutiny of private debt 'financial games'

    The top U.S. securities regulator has increased its scrutiny of private funds that make higher-risk loans over the last two years, according to a ...
  10. FILE PHOTO: To match Special Report SEC/INVESTIGATIONS

    SEC orders Wells Fargo pay US$35 million for recommendations of high-risk products

    The U.S. Securities and Exchange Commission said on Thursday it had ordered Wells Fargo & Co to pay US$35 million to settle charges it failed to ...