SEC

SEC

Displaying 10 out of 96 results

  1. FILE PHOTO: The company logo for Oracle Corp. is displayed on a screen on the floor at the NYSE in

    US SEC charges AT&T, executives with leaking information to analysts

    The U.S. Securities and Exchange Commission on Friday sued AT&T Inc and three executives for allegedly disclosing nonpublic information to ...
  2. FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door

    US markets regulator deploys team to target climate, ESG misconduct

    The U.S. Securities and Exchange Commission has formed an enforcement task force to examine misconduct related to environmental, social and ...
  3. FILE PHOTO: A sign adorns the building where mining company Rio Tinto has their office in Perth, We

    US judge rejects SEC bid to expand Rio Tinto fraud lawsuit on Mozambique coal business

    A U.S. judge on Wednesday quashed a bid to widen the scope of a civil lawsuit by the U.S. Securities and Exchange Commission that accused miner ...
  4. FILE PHOTO: A collection of bitcoin (virtual currency) tokens are displayed in this picture illustr

    Analysis: Biden's SEC chair nominee signals more regulation for cryptocurrencies

    The U.S. Securities and Exchange Commission appears likely to work on its first guidelines for cryptocurrencies after President Joe Biden's ...
  5. Commodity Futures Trading Commission Chair Gensler testifies at a Senate Banking, Housing and Urban

    Biden's SEC nominee vows review of GameStop trading issues

    US President Joe Biden's nominee to head a key market regulator promised on Tuesday (Mar 2) a thorough review of issues raised by the GameStop ...
  6. FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door

    US SEC suspends trading in 15 securities due to 'questionable' social media activity

    The U.S. Securities and Exchange Commission said it had suspended on Friday trade in the securities of 15 companies because of "questionable ...
  7. The logo of Baker Hughes

    Baker Hughes discloses SEC probe over projects affected by US sanctions

    Oilfield services provider Baker Hughes said the Securities and Exchange Commission is conducting an investigation into the company's sale of ...
  8. The welcome screen for the Robinhood App is displayed on a screen

    US regulators probe Robinhood over trading curbs

    Online brokerage app Robinhood is in talks with the Financial Industry Regulatory Authority (FINRA) regarding resolution of matters including ...
  9. FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door

    US SEC should revisit disclosure requirements on diversity - acting chair

    The U.S. securities regulator should think more "creatively and broadly" about tackling issues of race and gender diversity, including by ...