SEC

SEC

Displaying 10 out of 78 results

  1. A man stands near an advertisement of a cryptocurrency exchange in Tokyo

    Exclusive: Cryptocurrency exchange Coinbase readies stock market listing-sources

    Coinbase Inc has initiated preparations for a stock market listing that could come as early as this year, making it the first major U.S.
  2. FILE PHOTO: The Telegram messaging app logo is seen on a website in Singapore

    Telegram to pay US$18.5 million, return investor money to settle SEC charges

    Telegram Group Inc has agreed to return US$1.2 billion (£972.84 million) to investors and pay an US$18.5 million civil penalty to resolve charges ...
  3. FILE PHOTO: View of U.S. Supreme Court as justices hear oral arguments over access to Trump financi

    US Supreme Court sets limits on SEC's power to recover ill-gotten gains

    The U.S. Supreme Court on Monday placed limits on the Securities and Exchange Commission's practice of forcing defendants to surrender profits ...
  4. FILE PHOTO: The U.S. Securities and Exchange Commission in Washington, D.C.

    Trump to nominate lawyer Crenshaw to serve as Democratic SEC commissioner

    The White House announced Thursday that President Donald Trump intends to nominate Caroline Crenshaw to fill a Democratic vacancy at the ...
  5. FILE PHOTO: The U.S. Securities and Exchange Commission in Washington, D.C.

    Appeals court sides with exchanges in US SEC fee row

    A U.S. appeals court ruled on Tuesday that the Securities and Exchange Commission cannot force stock exchanges to conduct a costly experiment to ...
  6. U.S. Secretary of State Mike Pompeo speaks to the media at the State Department in Washington

    Exclusive: Pompeo to urge stock exchanges globally to tighten rules for Chinese companies

    U.S. Secretary of State Mike Pompeo is set warn American investors on Thursday against 'fraudulent' accounting practices of China-based companies, ...
  7. FILE PHOTO: The U.S. Securities and Exchange Commission in Washington, D.C.

    Armed with whistleblower tips, US SEC cracks down on coronavirus misconduct

    The novel coronavirus outbreak and economic fallout is proving to be a bonanza for whistleblower lawyers as the U.S. securities regulator cracks ...
  8. FILE PHOTO: The U.S. Securities and Exchange Commission in Washington, D.C.

    SEC settles charges against three former KPMG auditors

    The U.S. Securities and Exchange Commission (SEC) on Monday said it settled charges against three former KPMG LLP audit partners stemming from a ...
  9. FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door

    US federal court to consider payout suit brought by RBS whistleblower

    The U.S. Second Circuit Appeals Court will on Tuesday consider arguments by an ex-Royal Bank of Scotland employee who is suing the U.S. Justice ...
  10. FILE PHOTO: A cup of 'Luckin Coffee,' coffee is displayed during the company's IPO a

    US SEC investigates Luckin Coffee over accounting scandal: WSJ

    The U.S. Securities and Exchange Commission is investigating Luckin Coffee Inc for fabricating millions of dollars worth of sales deals last ...