SEC

SEC

Displaying 10 out of 98 results

  1. The Raytheon stand is seen at the 53rd International Paris Air Show at Le Bourget Airport near Paris

    Raytheon discloses SEC subpoena related to payments by Thales JV in Middle East

    Raytheon has received a subpoena from the U.S. Securities and Exchange Commission related to an investigation into the possibility of improper ...
  2. FILE PHOTO: A sign for BlackRock Inc hangs above their building in New York

    BlackRock looks for middle ground on shareholder resolution reforms

    BlackRock Inc has cited both the value and costs of shareholder proposals in a long-awaited letter to regulators weighing reforms to the proxy ...
  3. FILE PHOTO: A police officer drives past a refinery in the industrial east end in Pasadena, Texas

    Top US fund firms split over new limits on shareholder votes

    Pending U.S. securities rules that would limit shareholder proposals have divided passive and active U.S. fund firms as some take a harder line ...
  4. FILE PHOTO: Commissioner Roisman participates in a U.S Securities and Exchange Commission open meet

    US SEC Commissioner defends proposal on shareholder voting rules

    A top official at the U.S. Securities and Exchange Commission on Thursday defended an agency shareholder voting proposal amid "misconception" ...
  5. The Nike swoosh logo is seen outside the store on 5th Ave in New York

    Nike faces SEC probe over illicit payment claim - Bloomberg

    A lawyer for Michael Avenatti told a jury that Nike Inc was being probed by the U.S. Securities and Exchange Commission (SEC) over claims that it ...
  6. The Nike swoosh logo is seen outside the store on 5th Ave in New York

    Nike faces SEC probe over illicit payment claim: Bloomberg

    A lawyer for Michael Avenatti told a jury that Nike Inc was being probed by the U.S. Securities and Exchange Commission (SEC) over claims that it ...
  7. Joon H. Kim, Acting United States Attorney for the Southern District of New York, announces federal

    Task force pushes US lawmakers to strengthen insider trading rules

    A group of former U.S. officials and lawyers is urging Congress to strengthen and clarify law around insider trading that has "generated ...
  8. Commissioner Jackson participates in a U.S Securities and Exchange Commission open meeting to propo

    Markets regulators struggling to keep up with technology: SEC's Jackson

    The rapid growth of digital assets and computer-driven investment advice has become a key challenge for regulators in trying to keep up with ...
  9. The 2020 BMW's M2 CS and M8 Gran Coupe are displayed at the LA Auto Show in Los Angeles

    BMW says being investigated by US SEC

    German automaker BMW AG said on Monday it was being investigated by the U.S. Securities and Exchange Commission following a report of a probe ...
  10. The Slack Technologies Inc. logo is seen on a banner outside the New York Stock Exchange (NYSE) dur

    SEC probes NYSE listings of companies including Slack: WSJ

    The U.S. Securities and Exchange Commission (SEC) is probing the listings of some companies over several years focusing on the first day of ...