SEC

SEC

Displaying 10 out of 88 results

  1. U.S. actor Steven Seagal watches the Victory Day parade at Red Square in Moscow

    US SEC out for justice over Steven Seagal's cryptocurrency marketing

    Steven Seagal, the star of action movies including "Above the Law" and "Out for Justice," has agreed to pay US$314,000 to resolve charges of ...
  2. FILE PHOTO: The Mattel company logo is seen at the 114th North American International Toy Fair in N

    Mattel receives SEC subpoena on whistleblower letter

    Mattel had received a subpoena in December from the U.S. Securities and Exchange Commission seeking documents related to a whistleblower letter ...
  3. FILE PHOTO: Juul brand vape cartridges are pictured for sale at a shop in Atlanta

    US SEC probes Altria's investment in Juul: source

    U.S. regulators have opened a probe regarding Marlboro maker Altria Group Inc's investment in e-cigarette maker Juul Labs Inc, according to a ...
  4. The Raytheon stand is seen at the 53rd International Paris Air Show at Le Bourget Airport near Paris

    Raytheon discloses SEC subpoena related to payments by Thales JV in Middle East

    Raytheon has received a subpoena from the U.S. Securities and Exchange Commission related to an investigation into the possibility of improper ...
  5. FILE PHOTO: A sign for BlackRock Inc hangs above their building in New York

    BlackRock looks for middle ground on shareholder resolution reforms

    BlackRock Inc has cited both the value and costs of shareholder proposals in a long-awaited letter to regulators weighing reforms to the proxy ...
  6. FILE PHOTO: A police officer drives past a refinery in the industrial east end in Pasadena, Texas

    Top US fund firms split over new limits on shareholder votes

    Pending U.S. securities rules that would limit shareholder proposals have divided passive and active U.S. fund firms as some take a harder line ...
  7. FILE PHOTO: Commissioner Roisman participates in a U.S Securities and Exchange Commission open meet

    US SEC Commissioner defends proposal on shareholder voting rules

    A top official at the U.S. Securities and Exchange Commission on Thursday defended an agency shareholder voting proposal amid "misconception" ...
  8. The Nike swoosh logo

    Nike faces SEC probe over illicit payment claim - Bloomberg

    A lawyer for Michael Avenatti told a jury that Nike Inc was being probed by the U.S. Securities and Exchange Commission (SEC) over claims that it ...
  9. The Nike swoosh logo is seen outside the store on 5th Ave in New York

    Nike faces SEC probe over illicit payment claim: Bloomberg

    A lawyer for Michael Avenatti told a jury that Nike Inc was being probed by the U.S. Securities and Exchange Commission (SEC) over claims that it ...
  10. Joon H. Kim, Acting United States Attorney for the Southern District of New York, announces federal

    Task force pushes US lawmakers to strengthen insider trading rules

    A group of former U.S. officials and lawyers is urging Congress to strengthen and clarify law around insider trading that has "generated ...