U.S. SECURITIES AND EXCHANGE COMMISSION

U.S. SECURITIES AND EXCHANGE COMMISSION

Displaying 10 out of 12 results

  1. Billionaire investor George Soros arrives at an event sponsored by the Central European University

    Soros Fund Management increases stake in Tesla convertible bonds - filings

    Billionaire George Soros' investment firm, Soros Fund Management Llc, raised its stake in Tesla Inc's convertible bonds due in 2021 by 17.5 ...
  2. The logo is seen next to a customer at a Luckin Coffee store in Beijing

    Luckin Coffee files for US IPO

    China's Luckin Coffee Inc on Monday filed for an initial public offering with the U.S. Securities and Exchange Commission.
  3. FILE PHOTO: A Volkswagen badge on a new model at the  Geneva International Motor Show

    Volkswagen says it may face US SEC lawsuit over 'Dieselgate'

    Volkswagen AG said the U.S. Securities and Exchange Commission may bring an enforcement action over the automaker's diesel emissions scandal, the ...
  4. FILE PHOTO: Traders work on the floor of the NYSE in New York

    US SEC to review stock trading rules in big potential shakeup

    The U.S. Securities and Exchange Commission is launching a review of the main set of rules governing stock trading, opening the door to the ...
  5. FILE PHOTO: Jay Clayton, Chairman of the Securities and Exchange Commission, speaks during an inter

    Exclusive: US SEC scrutinizes fairness of stock exchange pricing

    The U.S. Securities and Exchange Commission is investigating whether the multi-tiered pricing system used by stock exchanges favors large brokers ...
  6. FILE PHOTO - Bottles of Heinz tomato ketchup of U.S. food company Kraft Heinz are offered at a supe

    Kraft Heinz sees 'step backwards' in 2019, gets SEC subpoena

    Kraft Heinz Co reported disappointing quarterly results, including a US$15 billion charge related to the value of its marquee Kraft and Oscar ...
  7. FILE PHOTO: Danske Bank sign is seen on the Estonian branch building in Tallinn

    Danske Bank receives inquiry from US SEC over money laundering

    The money laundering scandal at Danske Bank deepened on Thursday as the Danish lender said it had received an inquiry from the U.S. Securities and ...
  8. To match Special Report SEC/INVESTIGATIONS

    US watchdog proposes 'testing waters' before public offerings

    The U.S. Securities and Exchange Commission (SEC) proposed on Tuesday to expand a rule that allows companies to sound prospective investors out ...
  9. FILE PHOTO: A HNA Group logo is seen on the building of HNA Plaza in Beijing

    HNA cuts stake in Deutsche Bank to 6.3 percent: SEC filing

    Chinese conglomerate HNA has cut its stake in Deutsche Bank to 6.3 percent, according to a filing with the U.S. Securities and Exchange Commission.