U.S. SECURITIES AND EXCHANGE COMMISSION

U.S. SECURITIES AND EXCHANGE COMMISSION

Displaying 10 out of 6 results

  1. FILE PHOTO: Chairman Clayton participates in a U.S Securities and Exchange Commission open meeting

    SEC chief says agency brought 700 enforcement actions in fiscal 2020, 'significant' amount during telework period

    The head of the U.S. Securities and Exchange Commission (SEC) said on Thursday that the agency has brought 700 enforcement actions in the 2020 ...
  2. FILE PHOTO: To match Special Report SEC/INVESTIGATIONS

    HP to pay US$6 million fine to settle SEC charges

    HP Inc agreed to pay a US$6 million fine to settle U.S. Securities and Exchange Commission charges it misled investors by failing to disclose the ...
  3. FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door

    US SEC adopts rule allowing more investors access to private companies

    The U.S. Securities and Exchange Commission (SEC) on Wednesday voted to adopt changes to its decades-old definition of a professional investor in ...
  4. Small toy figures are seen in front of diplayed Airbnb logo

    Airbnb's quarterly revenue slumps; 2020 IPO plans still on

    Short-term home rental company Airbnb Inc's quarterly revenue plunged 67per cent as fewer people traveled due to the COVID-19 pandemic, but its ...
  5. FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door

    US SEC issues compliance focus areas for brokers before new rules take effect

    The head of the examination office at the U.S. Securities and Exchange Commission (SEC) on Tuesday published details about the expected scope and ...